SB Finance | Audit Supervisor

POSITION TITLE : AUDIT SUPERVISOR REPORTS TO : HEAD OF COMPLIANCE DEPARTMENT AND DATA PROTECTION OFFICER DIRECTLY SUPERVISES : N/A UNIT/DEPARMENT : INTERNAL AUDIT DIVISION/ GROUP : COMPLIANCE JOB SUMMARY The Audit Supervisor is responsible for ensuring through an examination of the various department of the company the proper implementation of financial, operational, compliance reporting process, practices and controls. This shall also include compliance with regulation which covers AMLA, as amended, Data Privacy Law, Consumer Protection and other applicable regulation issued by the appropriate governing bodies. PRINCIPAL DUTIES AND RESPONSIBILITIES Lead person to guide or examine evaluate the adequacy and effective implementation of internal control system and identify the weaknesses and evaluate its robustness considering the direction and/or profile of the Company. Lead person to guide or examine if the processes or procedures are aligned with the policies, procedures, guidelines or other similar document of the Company Identifying the Audit Universe, the Audit Lifecycle , and preparing the Annual Audit Activities Conducting Risk Assessment on the available audit universe to identify which units to prioritize. Prepare audit engagement; d. Attend and/or conduct audit briefing, meeting including exit meetings; Perform actual review; Prepare audit working paper on areas/account reviewed; Prepare audit reports. Manage the monitoring, follow-up and validation of the actions committed by the auditee on the noted findings during examination. Lead person in the creation of the audit policies, universe and the risk assessment relative to its activities. Keep abreast of any relative regulatory issuance that would have an effect on audit policies, activities and operation of the company. Other functions that may be assigned from time to time. It is accepted and understood that the employee may perform other related tasks which may be assigned from time to time. JOB QUALIFICATIONS Years of Work Experience: 5 - 10 years Educational Attainment/ Required course (if applicable): Bachelor's Degree in Accountancy Required Certification/ Professional License (if applicable): Certified Public Accountant Field of Specialization (if applicable): Preferably Audit Compliance, Audit or Risk or functions that has coordination with the three Knowledge and Skills Requirement : Experience in compliance, audit, risk covering multiple areas; Knowledge of key current regulatory change initiatives and impacts on business; Strong interpersonal skills with the ability to communicate effectively with Audit, Compliance, Risk and Business; Ability to support decisions with sound reasoning. Ability to clear articulate business and regulatory implications of analysis and findings; Highly motivated self-starter with proven ability to work collaboratively within teams and to deliver on time.