Compliance Officer

Join CMC Markets as a Compliance Officer, where you will play a crucial role in supporting the delivery of an effective UK Compliance function. You will provide regulatory advice, contribute to compliance risk assessment and monitoring, and support commercial and regulatory change projects. The ideal candidate will have relevant experience in regulatory compliance, strong communication skills, and advanced proficiency in Microsoft Office. Enjoy a competitive benefits package, including a pension plan, health insurance, and a discretionary bonus.

• Provide day-to-day regulatory advice to the business, helping ensure activities are conducted in line with CMC Markets’ regulatory obligations.
• Support the delivery and development of the Compliance Risk Assessment and risk-based Compliance Monitoring Programme.
• Act as Compliance stakeholder or lead for key commercial, regulatory change and new product initiatives, liaising with stakeholders and escalating issues where appropriate.
• Strong attention to detail and willingness to learn
• Relevant experience in a (non- AML) regulatory compliance/monitoring role
• Ability to work effectively under pressure and manage competing priorities within tight deadlines
• Experience working with Internal/External Auditors
• Good knowledge and understanding of FCA (COBS, SYSC, CASS, PRIN etc)
• Clear written and verbal communication skills
• Excellent organisational skills
• Analytical and enquiring nature, ability to solve problems
• Ability to independently manage tasks
• Advanced proficiency in Microsoft PowerPoint, Excel, and Word, with strong capability in preparing presentations, analysing data, and producing high-quality documentation