Senior Compliance Officer (Vice President, Private Bank Americas)

Join our Compliance Department as a Senior Compliance Officer, focusing on the Private Bank's lending activities. You will provide compliance support, advise on regulatory requirements, and assist with compliance projects. Your role will involve independent oversight, risk assessments, regulatory examinations, and collaboration with senior business leaders. A bachelor's degree is required, with a preference for finance, business, or accounting. Prior experience in financial services compliance is essential.

• Assurer la conformité des activités de prêt de la banque privée en fournissant des conseils et des orientations sur les réglementations bancaires et de courtage.
• Diriger les évaluations des risques de conformité, les examens ciblés et la surveillance continue des activités commerciales, en identifiant les risques émergents.
• Agir en tant que partenaire de confiance pour les dirigeants de la banque privée, en influençant la prise de décision et en renforçant une culture solide de conformité et de sensibilisation aux risques.
• Proven experience providing compliance, legal, or regulatory advisory support within financial services, including lending, relationship management, or investment management businesses
• Bachelor’s degree required, preferably in Finance, Business, or Accounting; JD or MBA strongly preferred
• Demonstrated ability to apply sound judgment to complex regulatory issues, supported by strong analytical and problem‑solving skills
• Experience supporting regulatory examinations, compliance risk assessments, and targeted reviews within a highly regulated environment
• Strong written and verbal communication skills, with the ability to influence senior stakeholders and clearly articulate regulatory expectations
• Banking or securities experience, preferably within a global investment bank; prior regulatory agency experience is a strong plus
• Experience advising a Private Bank, Trust Company, or Wealth Management business on compliance or regulatory matters
• Strong working knowledge of U.S. banking laws, rules, and regulations
• Experience interacting with regulatory bodies such as the Federal Reserve Bank, Federal Deposit Insurance Corporation, and Outbound Control Centers, particularly during examinations
• Proactive, self‑directed leadership style with strong relationship‑building skills and the ability to operate independently