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Senior Compliance Manager
Octopus Money · London, England, United Kingdom
About The Role
Join Octopus Money, a mission-driven financial services company, as a Senior Compliance Manager. In this role, you will provide high-quality regulatory oversight and compliance support across various areas of the business. You will work closely with senior stakeholders, ensuring regulatory compliance and driving a culture of integrity. This is a hybrid position based in London, with three days a week on-site.
- Regulatory Strategy & Change: Interpreting FCA rules and guidance, translating into meaningful business processes and leading horizon scanning for emerging regulatory trends.
- Oversight & Monitoring: Own and continually improve the compliance monitoring framework, using AI to monitor financial promotions, platform operations, complaints, vulnerability and advice suitability.
- Investment Governance: Providing technical guidance on MiFID activities (Best Execution, product governance and fees) and supporting the ICARA process.
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