Compliance Audit Manager

Join Happen Bank as a Compliance Audit Manager, where you will lead and perform complex audit work, identify key risks, and develop risk-based audit scopes. You will provide guidance and mentorship to audit team members, partner with business leaders to validate findings, and monitor management's progress on remediation efforts. Additionally, you will support department-wide projects to enhance Internal Audit methodologies and tools, and leverage artificial intelligence throughout the audit lifecycle. Enjoy benefits such as untracked vacation, a hybrid work model, generous paid leave for new parents, and wellness incentives.

• Lead and perform moderate to high-complexity audit work, identifying key risks and developing risk-based audit scopes.
• Provide guidance and mentorship to audit team members, fostering collaboration and professional growth.
• Partner with business leaders to validate findings, identify root causes, and agree on practical, sustainable corrective actions.
• We’re looking for an experienced and adaptable Compliance Audit Manager who thrives in a dynamic environment and embraces change
• Demonstrated ability to lead and motivate a collaborative audit team on complex engagements
• Advanced written and verbal communication skills, with the ability to clearly articulate insights and influence stakeholders
• Professional certification(s) such as CIA, CISA, CPA, CAMS, or CRCM preferred (or willingness to obtain)
• Bachelor's degree or higher, or equivalent combination of education and experience
• Experience with audit management tools (e.g., Optro)
• Curious, adaptable, and proactive, with a passion for continuous improvement and driving meaningful impact
• Strong analytical and critical-thinking skills, including proficiency with Excel and data analytics
• Working knowledge of key regulations, including consumer protection laws (e.g., ECOA/Reg B, EFTA/Reg E, TILA/Reg Z, EFAA/Reg CC) and BSA/AML/OFAC programs
• 6+ years of Internal Audit or related experience, ideally within financial services
• Excellent organizational skills and the ability to manage multiple priorities effectively