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AX
Compliance Assistant
Axi · London, United Kingdom
About The Role
Join our Risk Department as a Compliance Assistant, where you will support the organization's compliance framework by ensuring regulatory obligations, internal policies, and risk-management standards are understood, implemented, and maintained. You will assist with various compliance activities, including the implementation of AI and automation initiatives, creating and maintaining compliance training modules, and administering critical governance systems. This is an excellent opportunity for fresh graduates with a strong interest in building a career in compliance within the financial services industry.
- Assisting with the implementation and ongoing monitoring of AI and automation initiatives within the Compliance function.
- Creating and maintaining Compliance training modules and supporting the delivery of staff training.
- Administering and maintaining the Compliance Management System, Learning Management System, and other critical governance systems.
- Strong interest in building a career in Compliance within the financial services industry
- Ability to work independently while also collaborating effectively within a global Compliance team
- Excellent communication skills with the ability to respond to internal departmental queries and work collaboratively with stakeholders
- Strong attention to detail and a high level of accuracy when handling administrative and compliance-related tasks
- Organised, proactive, and eager to learn, with the ability to adapt quickly in a fast-paced environment
- Fresh graduates are encouraged to apply. Relevant internship experience in Compliance, Risk, Legal, Governance, or a related field would be advantageous
- Exposure to Compliance Management Systems (CMS), Learning Management Systems (LMS), AI or automation tools would be an advantage, but is not essential as training will be provided
- Bachelor's degree in Law, Business, Commerce, Finance, or a related discipline is preferred. Candidates from other academic backgrounds are also welcome to apply
- Willingness to learn and support day-to-day compliance activities, including complaint handling, compliance training administration, and governance processes
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