Senior Regulatory Compliance Associate

Join our Regulatory Advisory team as a Senior Regulatory Compliance Associate. In this role, you will be the primary channel for communication between our businesses and regulators, handling applications for new product initiatives and managing review and information requests from regulators. You will provide support across the team with business initiatives, regulatory requests, and information management. Additionally, you will assist with coordinating regulatory exams and submissions, obtaining approvals for business initiatives, and providing ongoing compliance advice and guidance to the business. Strong organizational and communication skills are essential, as well as experience in a compliance, legal, audit, or post-trade operational environment.

• Act as the primary channel for communication between businesses and regulators, handling applications for new product initiatives and managing review requests.
• Provide support to the Regulatory Advisory team by coordinating regulatory exams, submissions, and obtaining approvals for business initiatives.
• Assist with the ongoing provision of Compliance advice and guidance to the business, including reviewing and analyzing current and proposed regulations.
• Ability to take a risk-based lens to issues, think critically and ask difficult questions
• An understanding of the regulatory issues impacting market infrastructure or wholesale financial services
• Sound organisational and time management skills
• Strong written and verbal communication skills and attention to detail
• Experience in a compliance, legal, audit, or post trade operational environment would be desirable
• Knowledge of regulations relating to Central Counterparty Clearing would be an advantage
• Ability to work effectively with colleagues and clients effectively at all levels