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Legal Counsel (Litigation & Regulatory)
Betterment · New York, United States
About The Role
Join Betterment, a leading investment platform, as a Legal Counsel specializing in litigation and regulatory matters. In this high-impact role, you will manage and respond to claims, defend Betterment in litigations and regulatory proceedings, analyze legislative changes, and advise business partners to improve products and services. You will report directly to the Head of Regulatory and Policy and collaborate with the product counseling team. The ideal candidate has at least 4 years of relevant litigation experience, excellent writing ability, and a passion for Betterment's mission.
- Construire et posséder des processus juridiques pour gérer et répondre aux réclamations et aux réclamations menacées.
- Identifier et atténuer les risques juridiques; défendre Betterment dans les litiges, les arbitrages et les procédures réglementaires.
- Servir de partenaire juridique de confiance pour l'entreprise, en triant et en enquêtant sur les préoccupations escaladées.
- The ideal candidate is a talented litigator looking to expand their focus and expertise
- Strategic and practical, with a honed sense for which claims call for resolution and which should be contested vigorously
- Eager to own projects end-to-end, manage competing priorities, and build scalable processes that drive efficiencies for a lean team charged with covering a considerable amount of ground
- Able to thrive in a fast-paced, technology-driven environment
- Comfortable making decisions in the face of ambiguity
- A clear and persuasive communicator to legal and non-legal audiences with varying degrees of sophistication
- A sharp problem-solver with excellent legal judgment and outstanding attention to detail
- Comfort navigating complexity and creating simplicity
- The ability to take ownership over your work and manage projects independently
- A bias toward action and solving problems, not just issue spotting
- A JD, admission to the NY bar, and at least 4 years of relevant in-house or firm litigation experience
- Excellent writing ability
- An adaptable mindset and innate curiosity
- Passion for Betterment’s products and mission
- Knowledge of financial services regulation, especially the Advisers Act, ERISA, securities and/or banking law and related regulations
- Arbitration experience, especially FINRA or AAA proceedings
- Experience in retail financial services or representing financial services clients
- Familiarity with privacy and/or information security issues
- In-house experience at a startup or high growth company
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