Legal & Compliance Department-Regulatory Affairs Office (RAO) AVP/VP
bocusa · New York, NY, US
About The Role
RAO serves as the primary, centralized point of contact for all Regulatory Affairs Matters for the Bank. This includes overseeing the coordination of Regulatory Communication items, Regulatory Meetings, and Regulatory Examinations across all three (3) lines of defense. RAO is responsible for identifying, tracking, managing, responding to, and retaining records related to Regulatory Affairs Matters across the Bank. RAO organizes and manages Regulatory Meetings, conducs reviews and credible challenge of written responses and supporting documentation, leverages subject matter expertise and knowledge of U.S. Banking rules and regulations, oversees the timely submission of material, and retains...
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