Senior Compliance Officer - Fixed Income
sig · Bala Cynwyd (Philadelphia Area), PA, US
About The Role
We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real-time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures that business activities across the product spectrum comply with relevant regulatory requirements and internal policies. The position requires deep product knowledge, strong communication skills, and the ability to translate regulatory expectations into practical and relevant guidance. The successful candidate will partner closely with front-office stakeholders, manage regulatory risk, support surveillance and control...
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