Compliance, Asset Management Compliance, Associate, Tokyo

Global Compliance is a critical independent control function, serving as the firm's second line of defense. It proactively prevents, detects, and mitigates compliance, regulatory, and reputational risks through a robust enterprise-wide risk management program. This involves assessing risks, monitoring regulatory changes, designing and implementing controls, policies, and training, conducting independent testing, and leading responses to regulatory inquiries and examinations. Our diverse team values sound judgment, intellectual curiosity, and adaptability to an evolving regulatory landscape.