Operations Specialist(J18855)

作为账户管理团队（AMT）运营专员，负责部门账户管理和客户关系管理工作。

• 执行新客户开户及投资者准入的尽职调查KYC流程
• 协同前台部门及内部团队处理客户/交易对手方咨询
• 根据合规要求处理客户/交易对手方的资金划转及抵押品调拨请求
• 开展定期账户审查（反洗钱AML、共同申报准则CRS及专业投资者资格评估）
• 支持部门新业务拓展计划

Work as Account Management Team (AMT) Operations Specialist who is responsible for account management and client relationship management of Equities Department.

• Conduct Know-Your-Client process for account opening and investor onboarding process
• Coordinate with front office and internal teams to handle client/counterparty’s enquiries
• Handle the fund transfer and collateral movement requests from clients/counterparties according to relevant compliance requirement
• Conduct regular account review exercises such as Anti-Money Laundering (AML), Common Reporting Standard (CRS) and Professional Investor eligibility
• Support new business initiatives of Equities Department
• 诚信正直、低调谦逊、艰苦奋斗，具备良好的道德品质
• 熟悉证券账户文件及KYC流程
• 熟练使用客户关系管理（CRM）系统
• 具备高强度工作环境下的高效执行能力
• 精通办公软件操作，尤其擅长Excel及数据管理
• 中英文流利
• 本科及以上学历

Skills and Abilities

• Upright, humble, diligent with high moral values
• Experience with Equities account documents and knowledge on know-your-client (KYC) process
• Familiar with Client Relationship Management (CRM) system
• Ability to work efficiently under pressure
• Good command in PC skills, in particular Excel and data management
• Good command in Mandarin and English

Qualifications

Bachelor degree or above